Millionaire tax proposal in Rhode Island gets governor’s support
Intense Life Desires Rhode Island Governor Dan McKee proposed a higher tax on millionaires to help fill a...
Expense Tracking
The future of dual ETF share classes after SEC approvals
The SEC’s green light for dozens of investment firms to offer ETF share classes of...
Goldman Sachs’ trading desk sets new Wall Street record
Goldman Sachs blew through expectations for equities-trading revenue, posting an all-time Wall Street record of...
Net new assets stall at Citi Wealth after Q4 slowdown
Citi’s wealth division posted a steep drop in net new investment assets in the fourth...
How RIA marketing yields organic growth
The largest RIAs show wide disparities in marketing, and how much they spend and how...
4 ways tax-gain harvesting can cut client tax bills
Around December, advisors often look for tax-loss harvesting opportunities to offset clients’ realized gains and...
FPA launches FPAi Authority for advisor AI education
Recognizing the surging impact of artificial intelligence in wealth management, the Financial Planning Association (FPA)...
Wells Fargo’s Sol Gindi: No advisor can outgrow this firm
Plenty of regional broker-dealers such as Raymond James and Ameriprise give advisors the option to...
How To Stop An Impulse Purchase
Have you ever made a purchase you weren’t intending to make? Maybe you saw a...
Supreme Court to review SEC disgorgement to fraud victims
The U.S. Supreme Court will consider how much power the SEC has to recover illegal...