FCA warns CFD providers over Consumer Duty failures
Intense Life Desires The regulator found providers were not adequately considering consumer complaints The FCA has issued a...
Expense Tracking
FSI calls on SEC to end 'regulation by enforcement' as agency reopens
The Financial Services Institute is pressing the Securities and Exchange Commission to adopt formal procedures...
FSCS forecasts lower levy in 2026/27 as SIPP claims dip
FSCS levy is set to fall modestly FSCS chief executive Martyn Beauchamp has forecast that...
How OBBBA changes the educators tax deduction in 2026
As teachers spend more of their own money on classroom supplies, the One Big Beautiful...
Why (Most) Advisors Shouldn’t Serve As Clients’ Trustees: Ethical Conflicts, Dual Fiduciary Duties, And The SEC Custody Rule
Financial advisors are used to having close and trusting relationships with their clients, given the...
2 jailed for £600m Ponzi-style investment fraud
Convicted money launderer Zhimin Qian The head of a criminal gang and her accomplice...
How to sell a minority stake in RIA M&A
This is the 26th installment in a Financial Planning series by Chief Correspondent Tobias Salinger...
LCP calls for State Pension ‘minimum guaranteed payout’
Steve Webb, partner at LCP The best way of protecting people with shorter life expectancies...
How financial advisors can find prospects with AI search results
Financial advisors, like any business that has long relied on organic search for web traffic,...
Generating Referrals With More Effective Introductions
× Please contact your Firm’s Group Admin IAR CE is only available if your organization...