Advisers increasingly confident about career prospects
Intense Life Desires Heather Hopkins, MD at NextWealth Financial Planners and advisers remain confident in their career prospects,...
Expense Tracking
Why financial advisors sometimes don’t offer tax planning
Tax planning has long been considered an add-on service usually offered to family office clients....
The 17 Best Financial Advisor Conferences To Attend In 2026
The rise of the internet fundamentally changed how financial advisors learn and advance their craft....
EBRI, PensionBee: Safe harbor IRAs present $43B problem
When lawmakers introduced safe harbor IRAs in 2001, the goal was simple: Preserve small 401(k)...
How To Stop All Or Nothing Thinking About Your Money
All-or-nothing thinking can sabotage your finances before you even get started. It’s that mindset that...
FINRA investigates IPOs of small foreign firm
The Financial Industry Regulatory Authority is probing broker-dealer firms involved in taking small foreign companies...
SJP FUM climbs 12% to top £200bn for first time
Mark FitzPatrick, SJP CEO Wealth manager St James’s Place has reported that funds under management...
Concurrent pulls big team from Raymond James
Recruiting deals and mergers and acquisitions are constantly roiling the wealth management industry. This week,...
Complaints about finance firms climb 4% to 1.85m
FCA HQ Financial services firms received 1.85m complaints in the first half of 2025, a...
Social Security benefits see 2.8% increase for 2026
The Social Security Administration on Friday announced a 2.8% cost-of-living adjustment for 2026, raising monthly...