FCA plans red tape crackdown to save firms £108m
Intense Life Desires FCA planning to cut red tape further The FCA is to launch a renewed drive...
firms
RIA Leaders 2025: Top 20 firms by AUM
For the first time, a registered investment advisory firm requires at least $10 billion in...
The problem with wealth firms having no succession plans
Building a practice from the ground up is an arduous process that takes grit and...
Making The Tough Decision To Change Firms To Find The Path To Equity Ownership You’re Seeking: #FASuccess Ep 462 With Maggie Rapplean
Welcome everyone! Welcome to the 462nd episode of the Financial Advisor Success Podcast! My guest...
How AI has taken advisory firms ‘from PDFs to planning’
One way in which advisors have found time savings using AI is in document extraction....
Complaints about finance firms climb 4% to 1.85m
FCA HQ Financial services firms received 1.85m complaints in the first half of 2025, a...
FCA calls on firms to take action over romance scams
Over eight in 10 romance fraud cases (85%) start online, particularly through social media and...
7,860 FCA-registered firms deauthorised in 2025
Thousands of FCA registered firms have deauthorised this year so far A new report, based...
FCA warns of high-risk schemes from unregulated firms
FCA HQ The FCA has today warned consumers to beware of investing in high-risk schemes...
Increase your firm’s AI search visibility
Most financial advisors have probably never heard of a “robots.txt” file, but Christopher Hensley, president...