Key ERISA advisory panel goes dormant amid DOL inaction
Intense Life Desires The ERISA Advisory Council, an expert panel that provides guidance to the Department of Labor...
Panel
Ex-JPMorgan Advisor Gets U-5 Firing Expunged by arb panel
More than a month after resigning from JPMorgan in late 2023, Joshua Biering learned he...
SEC panel punts on changing accredited investor criteria
An SEC panel declined to endorse any changes to financial criteria often used to determine...
Two Planners join PFS Power Financial Planning panel
Guy Skinner (left) and Rosa Nash The Personal Finance Society has appointed London-based Guy Skinner...
New chair of FCA Financial Services Consumer Panel
Cris Pond, chair of the Financial Services Consumer Panel The FCA has appointed former Work...