How to keep your AI use from violating industry rules
Intense Life Desires Advisors using AI could take a big step toward regulatory compliance if they began every...
rules
What NASAA’s new non-traded REITs rules mean for advisors
A group representing state regulators is moving forward with guidelines that could vastly restrict who...
FCA to ‘modernise’ client categorisation rules
Nikhil Rathi, chief executive of the FCA The Financial Conduct Authority it to review its...
FCA set to extend bullying rules to 37,000 more firms
FCA deputy chief executive Sarah Pritchard The FCA has launched a consultation on plans to...
AI-powered search is re-writing SEO rules, and advisors must adjust
Google introduced AI Overviews in May 2024 and Alvin Carlos saw the effect on his...
SEC withdraws AI, cybersecurity rules for advisors
The SEC is dropping a slew of proposals that would have heightened advisors’ responsibilities for...