Oppenheimer balks at jury trial, settles cash sweeps suit for $70M
Intense Life Desires Oppenheimer was at risk of having to pay as much as $440 million in a...
sweeps
‘Cash sweeps’ lawsuits stumble with dismissal of U.S. Bank case
In the first full rejection of a lawsuit over firms’ “cash sweeps,” a federal judge...
Osaic’s American Portfolios hit with $5.1M ‘sweeps’ fine
Osaic is paying more than $5 million over accusations that one of its subsidiaries had...
S&P 500, Nasdaq clinch records for third time this week as optimism sweeps Wall Street
Stocks closed at fresh records on Thursday after the release of June’s jobs report, which...
Judges dismiss parts of Wells Fargo, LPL sweeps suits
In strikingly similar orders, separate judges have dismissed parts of lawsuits brought by investors against...